What We Do for Brokers

    Done-for-you legal, compliance and operational support that removes hours of admin every week — so your brokerage can grow, stay audit-ready, and reduce risk.

    Our Core Services

    Compliance & Regulatory Support

    • RMCP (Risk Management & Compliance Plan) drafting and annual updates
    • POPIA and PAIA compliance for broker operations
    • Fit & Proper file preparation and ongoing reviews
    • FAIS compliance manuals and conflict of interest policies
    • Binder agreement reviews and outsourcing SLAs
    • FSCA inspection readiness and regulatory guidance

    Outcome: Pass FSCA inspections with confidence and avoid regulatory penalties.

    Employment & HR Legal Support

    • Broker rep & sales consultant contracts
    • Commission structures & split agreements
    • Restraints of trade for reps/advisors
    • IC vs Employee compliance guidance
    • HR policies & onboarding templates

    Outcome: Protect your client book and prevent key-person risk.

    Legal & Contractual Support

    • Broker mandates & client service agreements
    • Binder agreements with insurers/UMAs
    • Referral & commission-sharing agreements
    • Opinions on claim validity + insurer representation
    • Supplier contracts (software, leads, service providers)

    Outcome: Protect your commission income and limit your liability exposure.

    Governance & Documentation Systems

    • Risk & compliance registers
    • Governance frameworks & role mapping
    • Delegation of authority structures
    • Internal file reviews and mock FSCA inspections
    • Training on FAIS, TCF, and broker compliance obligations

    Outcome: A governance system that protects you from regulatory and operational risk.

    Subscription Plans

    Predictable, scalable support for your business

    Essentials

    1-5 Representatives

    R8,500/month
    Setup: R25,000
    • Monthly compliance dashboard
    • 12 file reviews/year
    • 48-hour email support
    • 1-hour monthly consultation
    • 2 virtual trainings/year
    • Regulatory updates
    • Annual health check
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    Most Popular

    Plus

    6-15 Representatives

    R15,500/month
    Setup: R45,000
    • Everything in Essentials
    • 24 file reviews per year
    • 24hr email support + phone
    • 2hrs monthly consultation
    • Quarterly workshops
    • CPD tracking for all reps
    • Complaints review & guidance
    • 4 virtual trainings/year
    • Annual compliance audit
    Get Started

    Premium

    16+ Representatives

    R28,000/month
    Setup: R75,000
    • Everything in Plus
    • 100+ file reviews per year
    • 4hr priority support
    • Dedicated compliance manager
    • 4hrs monthly consultation
    • Monthly on-site meetings
    • Online compliance portal
    • Mystery shopping (2x/year)
    • FSCA inspection preparation
    • 6 virtual + 2 on-site trainings/year
    • Full annual compliance audit
    Get Started

    Need a custom solution? We can create a plan tailored to your specific needs.

    Contact Us for Custom Pricing

    Ready to remove compliance admin and protect your brokerage?

    Book Your 15-Minute Clarity CallLearn More About Us